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Division of Surgery, Karolinska Institutet, Danderyd Hospital, SE-182 88 Danderyd, Sweden [J. L.]; Department of Epidemiology, Karolinska Institutet, SE-171 77 Stockholm, Sweden [J. L., W. Y., O. N.]; and Department of Pathology, Falu Hospital, SE-791 82 Falun, Sweden [A. L.]
| Abstract |
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| Introduction |
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Our aim was to gather evidence for or against genetic factors in each of the three main types of cancer of the esophagus and gastroesophageal junction: esophageal squamous cell carcinoma, esophageal adenocarcinoma, and cardia adenocarcinoma. We studied familial aggregation by the family history method (3) in a large, population-based case-control study in Sweden.
| Materials and Methods |
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Data Collection.
All subjects underwent computer-aided face-to-face interviews by
professional interviewers from Statistics Sweden. Questions were asked
about the occurrence and type of cancer among biological parents,
siblings, and children. We did not ask for the relatives National
Registration Numbers, a 10-digit unique personal identifier assigned to
all Swedish residents, because it was unlikely for subjects to
recall this number. Information was collected about potential
confounders. In multivariate analyses, we adjusted for age (in 5-year
classes), sex, number of biological siblings (continuous), reflux
symptoms (occurring at least once per week), body mass index (in
quartiles), tobacco smoking (assessed 2 years before the interview and
classified into never smoker, previous smoker, and current smoker of
any tobacco), alcohol use (total amount of alcohol consumed categorized
in four classes), socioeconomic status (years of formal education
categorized in three classes), energy intake (categorized in three
classes), intake of fruits and vegetables (categorized in three
classes), and physical activity (categorized in four classes).
Statistical Analyses.
Logistic regression was used in univariate and multivariate modeling.
Model parameters were estimated by the maximum likelihood method. From
these estimates,
ORs3
with 95% CIs were calculated. In multivariate modeling, adjustments
were made for the 11 potential confounding variables mentioned above.
The possibility of interaction between a family history of cancer and
all of the variables listed above was tested in a multiplicative model
with cross-product terms representing the interaction. Among 33 tests
of interactions between heredity and the variables listed, the only
significant effect was found between cancer heredity and reflux
symptoms among esophageal squamous cell carcinoma cases. Because reflux
symptoms are not associated with squamous cell carcinoma and our
multiple testing increases the likelihood of chance findings, this
effect was deemed to be an effect of chance. From here on in the text,
we do not take interaction into further consideration.
Ethics.
The study was approved by all regional ethics committees in Sweden.
Individual informed consent to participate was obtained.
| Results |
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Adenocarcinoma of the Esophagus.
There was no statistically significant association between a positive
history of esophageal cancer among first-degree relatives and the risk
of esophageal adenocarcinoma among our study subjects. Neither did we
identify any association between familial occurrence of cancer of the
gastrointestinal tract at any site or at all sites combined (Table 1)
. No individual tumor site among relatives was significantly associated
with the risk of esophageal adenocarcinoma. There was no association
found among subjects who reported more than one first-degree relative
with cancer (data not shown). No cases and only one control subject
reported more than one first-degree with esophageal cancer. The age-
and sex-adjusted estimates (data not shown) remained virtually
unchanged after adjustment for all 11 covariates presented in
"Materials and Methods," indicating absence of substantial
confounding by these factors.
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Squamous Cell Carcinoma of the Esophagus.
There was no increased risk of esophageal squamous cell carcinoma among
persons with relatives with esophageal cancer or other cancers of the
gastrointestinal tract (Table 1)
. The only statistically significant
association was found among persons who reported a first-degree
relative with a history of lung cancer (OR, 2.3; 95% CI, 1.14.7).
About 2% (4 of 167) of the cases with squamous cell carcinoma reported
more than one first-degree relative with gastric cancer. None had
multiple occurrences of esophageal cancer in their families. We did not
identify any increased risk when all types of cancer among relatives
were combined. Multivariate adjustment did not substantially change the
age- and sex-adjusted risk estimates (data not shown).
| Discussion |
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In contrast to our findings, several epidemiological studies in endemic areas in China have demonstrated excess risk of esophageal cancer (mainly squamous cell carcinoma) among members of families with a history of such cancers (5, 6, 7, 8, 9) . Case-control studies have yielded ORs of 1.66.0 among persons with esophageal cancer in the family (5 , 6 , 8) . Confounding by family-specific environmental or lifestyle factors may, however, explain these associations. A case-control study of unspecified esophageal cancer from a Western high-incidence population (North Carolina) did not identify any familial link (10) , and in a study conducted in a low-incidence population (New York; Ref. 11 ), none of 139 male patients with esophageal squamous cell carcinoma had a family history. It is possible that many esophageal cancers in Asian high-risk populations represent an etiologically distinct disease entity, an assumption supported by the absence of associations with Western risk factors such as male sex, smoking, and alcohol use (2) . At least for the "Western type" of esophageal squamous cell carcinoma, it appears that genetic factors play a minor role.
A small American case-control study found no association between a history of any cancer in first-degree relatives and risk of esophageal and gastric cardia adenocarcinoma combined (12) , which is in agreement with our results. An Italian case-control study with 68 cases of cardia cancer found essentially no increase in risk among cases with one first-degree relative with gastric cancer (OR, 1.2), but two or more such relatives introduced an 8-fold increased risk (13) . This observation, like our findings, indicate that a genetic link with gastric cancer may exist.
Strengths of our study include the almost complete, nationwide inclusion of patients during a 3-year period and strict random sampling of control subjects from our well-defined study base, making this a truly population-based investigation. The thorough tumor classification allowed us to isolate histological type-specific associations. All subjects were interviewed personally, and the interviews provided information of potential confounding.
Weaknesses include possible misclassification of cancers in relatives and a limited statistical precision because of the rarity of the studied cancers, weaknesses that our study shares with all previous studies. We could not objectively confirm the reported cancer among relatives because the National Registration Numbers were not available for matching with the Swedish Cancer Register. The accuracy of laymens reports of cancer occurrence in first-degree relatives has been shown to be acceptable for some cancers (14, 15, 16) but more questionable for others, including abdominal cancers (15 , 17 , 18) . Because the Swedish word "mage" means both stomach and abdomen, gastric cancer may be confused with other intra-abdominal malignancies. Esophageal cancers are probably less likely to be confused with other cancers, but there are no data to substantiate this assumption. Nondifferential misclassification, i.e., errors that occur independently of case/control status, generally biases the ORs toward the null (19) . Because the error rate varies by the closeness of the relationship (14 , 17 , 18) , we restricted our inquiries to first-degree relatives, and it is unlikely that strong associations were canceled by nondifferential misclassification.
Data about cardia cancer, an entity that is unknown to most people, must be interpreted with skepticism. Among our subjects, the only ones aware of the existence of the specific cardia cancer disease were case patients with a cardia cancer diagnosis, thus producing a possibly spurious association. In the analysis of cardia cancer patients, we therefore combined cardia cancer with all gastric cancer among relatives.
Different recollections among cases and controls would probably inflate the estimates, because patients with cancer are likely to tax their memories for previous occurrences of cancers in the family more than healthy control subjects. Although such recall bias is generally of minor importance in first-degree relatives (15 , 17) , the excess risk of cardia cancer among subjects with a family history of gastric cancer may partly be explained by such bias.
Because the subjects were generally unaware of the distinction between adenocarcinomas and squamous cell carcinomas, it was impossible for us to evaluate histological type-specific heredity for these tumors. If such heredity would exist, for instance if patients with esophageal adenocarcinoma would have an excess of family histories of adenocarcinomas, these patients would also have some excess of family histories of all esophageal cancer, however.
We found no substantial confounding by any of the studied covariates. Residual confounding by smoking could, however, explain the association found between familial lung cancer and esophageal squamous cell carcinoma. Tobacco smoking is strongly associated with both these tumors, and smoking is more common among persons with first-degree relatives who smoke (20) .
There is no obvious biological mechanism that could explain the unexpected finding of an association between familial breast cancer and the risk of cardia cancer. Chance may explain this finding. A similar tendency toward association was, however, observed by Zhang et al. (12) .
Familial clustering of Barretts esophagus and gastroesophageal reflux disease, with or without esophageal adenocarcinoma, has been described (21, 22, 23) , and there are indications of a genetic predisposition as a component in the etiology of reflux disease and its complications (21 , 24) . Because reflux and Barretts esophagus are strongly linked with esophageal adenocarcinoma (4) , any hereditary components in reflux disease and Barretts esophagus would probably shine through in the pattern of occurrence of esophageal adenocarcinoma. Our null findings with regard to heredity in this cancer type provides indirect evidence that putative hereditary forms of reflux and Barretts esophagus do not have substantial impact on the occurrence of esophageal adenocarcinoma in Sweden.
In conclusion, important genetic components are unlikely in the etiologies of esophageal adenocarcinoma or squamous cell carcinoma in Sweden. Nondifferential misclassification may, however, have canceled weak associations between a positive family history and risk in our study. Although recall bias cannot be ruled out as the explanation for the association between a family history of gastric cancer and risk of cardia cancer, this association also has been reported previously and may therefore be real.
| Acknowledgments |
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| Footnotes |
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1 Funding provided by National Cancer Institute
Grant R01 CA57947-03 and the Swedish Cancer Society (to J. L. and
O. N.). ![]()
2 To whom requests for reprints should be
addressed, at Division of Surgery, Danderyd Hospital, S-182 88
Danderyd, Sweden. Fax: 46-8-31-49-75; E-mail: Jesper.Lagergren{at}mep.ki.se ![]()
3 The abbreviations used are: OR, odds ratio; CI,
confidence interval. ![]()
Received 11/11/99; revised 3/ 8/00; accepted 4/24/00.
| References |
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