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Department of Otolaryngology/Head and Neck Surgery [J. C., C. R. L., M. L. T. v. d. S., G. B. S., B. J. M. B.] and Department of Epidemiology and Biostatistics [D. J. K.], University Hospital Vrije Universiteit, 1007 MB, Amsterdam, the Netherlands
| Abstract |
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3 years after the first tumor (0.97 ± 0.24;
n = 10) compared with early second primary tumor
patients (0.69 ± 0.09; n = 9). Conditional on
a more than 3-year second primary tumor-free survival
(n = 38), there is a significantly (log-rank,
P = 0.036) higher probability of a second primary
tumor for mutagen-sensitive patients [relative risk, 7.8 (95%
confidence interval, 0.99- 61.74; P = 0.05)].
Mutagen sensitivity is a potentional biomarker for the occurrence of
late second malignancies (>3 years between tumors), and additional
studies on the inclusion of this biomarker in chemoprevention trials is
commendable because it would greatly improve their efficiency. | Introduction |
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HNSCC patients with small tumors can be curatively treated with surgery or radiotherapy. Although treatment strategies have greatly been improved, leading to better local tumor control, the overall survival of this patient group has not increased accordingly. This can partly be explained by the occurrence of a SPT which is not related to the treatment of the first tumor. HNSCC patients have a constant risk of about 3% each year to develop SPTs, whereas 87100% of locoregional recurrences and distant metastases occur within 3 years (5) . A SPT usually implies a poor prognosis because it often occurs at notoriously bad sites such as the esophagus or lungs or within previously treated areas within the head and neck, defying effective treatment.
Because early detection techniques are not available yet, it is required to focus on the population at the highest risk for SPTs and, therefore, investigate new methods to identify these high risk individuals. They can then be submitted to a more intense follow-up and enrolled in specific chemoprevention trials (6) .
The risk of developing SPTs is not only related to the TNM stage of the first tumor (earlier stages are more prone for SPT) but also to the age and gender of the patient (7) . Contradictory results on the effect of tobacco smoke exposure or the cessation of smoking after diagnosis of the first tumor have been reported (8 , 9) . These established risk factors are, however, not sufficient to explain all of the SPT cases. One prospective HNSCC patient trial has indicated that mutagen sensitivity may be a valuable biomarker of susceptibility to the development of multiple primary tumors (10 , 11) . Results of our previous retrospective study also suggested a particular role of mutagen hypersensitivity in HNSCC patients who had developed two or more primary tumors (12) .
In the current prospective study of HNSCC patients, we determined the predictive value of mutagen sensitivity for the development of SPTS in the respiratory and upper digestive tract.
| Materials and Methods |
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From the cohort of HNSCC patients who did not develop any second
malignancy, we matched two patients to one SPT patient. Matching was
performed on gender, age, tumor site, TNM stage, and smoking history
(pack-years). Cumulative smoking and alcohol intake were categorized as
follows: smoking as <25 or
25 pack-years (all of the subjects were
(ex)smokers and one pack contains 25 cigarettes); and alcohol intake as
nondrinker, <100 or
100 unit-years. Pack-years were defined as the
number-of-years-smoked multiplied by the number of cigarette-packs
smoked daily (assuming that one pack contains 25 cigarettes).
Unit-years were calculated similarly, i.e., the number of years
multiplied by the number of drinks daily (one unit is defined as one
alcoholic beverage per day). The cutoff points for high and low
exposures originated from earlier mutagen sensitivity studies (2
, 12)
. For the selected patient group (n =
57), the mutagen sensitivity was determined from the stored slides.
Mutagen Sensitivity Assay.
At the time of blood collection, duplicate cultures were set up for
each subject. Whole blood (0.5 ml) was diluted 10 times in RPMI 1640
(BioWhittaker, Walkersville, MD) with 2 mM
L-glutamine (Life Technologies, Paisley, United Kingdom),
15% FCS (Hyclone, Logan, Utah), 1.5% phytohemagglutinin (Life
Technologies), and 100 units/ml penicillin and streptomycin
(BioWhittaker). After culturing the cells for 3 days at 37°C in 5%
CO2, they were incubated for 5 h with 30
mU/ml bleomycin (Lundbeck, Amsterdam, the Netherlands). To arrest the
cells at metaphase, 100 µl of 50 µg/ml colcemid (Sigma, St. Louis,
MO) was added to the cultures 1 h before harvesting. This yielded
cells in metaphase that were damaged by the bleomycin in the late
S-G2 phase of the cell cycle. The RBCs were
removed, and the lymphocytes were swollen in hypotonic solution (0.06
M KCl) and fixed in Carnoys fixative (3:1 v/v
methanol:acetic acid). After dropping the cells on wet slides, the
metaphase spreads were air-dried and stained with Giemsa (Merck,
Darmstadt, Germany). At this stage, the slides (two per person) were
stored at room temperature until matching and scoring.
Before scoring 50 metaphase spreads for the presence of chromatid breaks, the slides were coded to assure objective "blinded" screening. The mean number of b/c of the two duplicate slides (a total of 100 metaphases) was used as a measure for the individual mutagen sensitivity. As has been published previously (15) , the scoring of gaps did not influence the outcome of the assay and was omitted in investigations. Because DNA damage was introduced in late S-G2 phase of the cell cycle, chromosome aberrations such as translocations were not present in the metaphases. Background levels of chromatid breaks without damage induction by bleomycin that had been determined in previous studies were very low (b/c values of about 0.06) and did not differ between patients and control persons. Therefore, data representing "spontaneous" breaks were not included. A second (more crude) measure of chromosomal damage was the %am calculated as the number of cells (of the 100 metaphases screened) that contained at least one break.
Statistical Analysis.
For the analysis of the results, the matching was omitted. ANOVA was
performed to determine differences in continuous variables (b/c; %am;
age; follow-up time) between the two patient groups. For categorized
variables (gender; smoking; alcohol use; tumor stage; site; treatment;
occurrence of recurrences or metastasis) frequency tables were made and
the Pearson
2 values were calculated. Multiple
logistic regression was performed to reveal any interaction between
variables. Overall survival, time to any secondary event (SPT,
recurrence, or metastasis) and time to only SPT were investigated using
the method of Kaplan-Meier (16)
. Comparisons were made
(log-rank test) between mutagen sensitive [b/c,
0.8 (approximately
the mean b/c value in this study)] and mutagen-insensitive patients
(b/c, <0.8) and between smokers and nonsmokers at the time of the
index tumor. In addition, relative risks were calculated using a Cox
proportional hazards model. All of the Ps are two-sided.
| Results |
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No differences between SPT and control patients were found on gender,
tumor site, tumor stage, and cumulative smoking (Table 2)
. Mean age of SPT patients was 69.5 ± 7.5 years compared with
69.0 ± 8.5 (P = 0.85) for non-SPT patients. All
of the patients had smoked before the occurrence of the first primary
tumor. In the SPT group, two patients (10.5%) were non-alcohol users;
in the non-SPT group of three patients (7.9%), no drinking history
could be determined, and three patients (7.9%) were nonusers. Tumor
stage and site were similar in both groups.
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3 years (Pearson
2, 0.532; P = 0.466). Further analyses of the data were performed on the set of
patients among the 57 selected patients who had a SPT-free survival of
3 years (n = 10 for SPT patients and n = 28 for non-SPT patients). There were no differences in age
(P = 0.46), cumulative smoking (P =
0.76), cumulative alcohol use (P = 0.63), site
(P = 0.89), and stage (P = 0.83) of the
index tumor and treatment (P = 0.15). The only two
variables for which a difference remained were smoking at the time of
the index tumor (P = 0.017) and the number of patients
who had died in that time period after 3 years till follow-up
(P < 0.001). Using the Kaplan-Meier method, we
analyzed the patient group with a more-than-3 years SPT-free survival
(n = 38); a clear difference in mean SPT-free survival
time of nonsensitive patients (9.96 years; 95% CI, 9.0210.90;
n = 16) compared with mutagen-sensitive patients (6.57
years; 95% CI, 5.627.52; n = 22) was found. The
Kaplan-Meier curves of this analysis are depicted in Fig. 3
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| Discussion |
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Interestingly, it was shown that "late-SPT" patients who
developed their SPT at least 3 years after the development of the index
tumor had a statistically significantly higher mean b/c value compared
with those who developed their SPT within 3 years. Moreover, 9 of 10
had a b/c score of
0.8. This finding can also explain the relatively
high b/c score in the multiple primary tumor group of our previous
retrospective patient study (12)
, in which we found a
significant difference compared with HNSCC patients with one tumor.
That retrospective study, moreover, included patients who had had other
malignancies besides SPT in the respiratory and upper digestive tract
and patients who had synchronous tumors. When using the same criteria
as in the current study, the SPT patients in the retrospective study
had a mean number of b/c (1.06 ± 0.35; n = 11)
and only one person had developed the SPT within 3 years (2.5 years),
which again indicated that the late-SPT patients are the most
hypersensitive.
Another interesting point is that the non-SPT patients who died before 3 years after treatment were relatively sensitive. This may indicate that some of these patients could have developed a SPT if they had lived longer.
Two theories have been proposed about the etiology of SPT: (a) a single cell is transformed and through migration (for instance, through the submucosa or lymphatic system) of daughter cells give rise to genetically related tumors with a common clonal origin (17 , 18) . Therefore, in this case, the SPT can also be considered as metastasis or recurrence. It has been reported that 87100% of all of the locoregional recurrences and distant metastases have occurred within 3 years (5) ; and, alternatively, (b) the new tumor has developed from independent foci that evolved from exposure to the same carcinogens, such as tobacco and alcohol (19 , 20) . These latter tumors will probably be of polyclonal origin and can develop any time after the index tumor (or be present at the same time; Ref. 21 ). The aspect of a possible difference in the time period after the index tumor between the two SPT types may give clues about the clonality of the first and second tumors. To exclude the possibility that a SPT is in fact a recurrence or a metastasis, a borderline of 3 years after the index tumor may be warranted. The importance of a borderline of 3 years between the tumors for the "real" SPTs of polyclonal origin is in line with the present study. It is concluded that, conditional on a SPT-free survival of at least 3 years, a high mutagen sensitivity greatly increases the risk of developing SPT.
Neither of the hypotheses on the etiology of SPT are in contradiction of the concept of field cancerization (22) , which assumes that the whole mucous membrane is at risk for neoplasia. More studies to investigate clonal origins of SPT are now ongoing and will reveal whether there is a difference in the etiology of second malignancies (23 , 24) . It is possible that only a portion of the SPTs defined on the basis of Warren and Gates (13) are indeed independent second events, such as, probably, the late SPTs described in our present study.
On the basis of our current results, it is interesting to hypothesize that the hypersensitive patients develop a SPT by a second hit, possibly as a result of the continuation of smoking combined with their increased intrinsic susceptibility. Those patients who have a second tumor that has a different etiology or that might in fact be a recurrence or metastasis of the first tumor (early SPTs) are not mutagen-sensitive. Molecular analysis on the clonality of the tumor material, however, is needed to provide conclusive results. Further research on these molecular biomarkers and on the mechanisms underlying mutagen sensitivity should give more clues as to what brings us the best opportunity to give HNSCC patients individualized prevention strategies.
A lot of controversy exists as to the role of smoking cessation after the index tumor in regard to the risk of developing SPT (8 , 9) . Although it was not retrievable how long and how much the patients had smoked after the index tumor, it was clearly found in the present study that smoking at the time of the index tumor was a statistically significant factor for the development of SPT. This implies that primary intervention (smoking cessation) should be a major objective for preventive measures (25) .
The low specificity (0.46) of the test, limits its use to predict which patients will develop SPT. Because of the high sensitivity (0.9) of the test, mutagen sensitivity can be used to select persons who are at the highest risk for a late SPT who can be enrolled in chemoprevention trials. This will clearly increase the efficiency of these trials because about 50% of the patients will not be treated who have a relatively low risk of developing SPT. So, for the design of head and neck cancer chemoprevention trials, the inclusion of mutagen sensitivity as a biomarker is commendable.
| Footnotes |
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1 Supported by the Dutch Council of Smoking and
Health. ![]()
2 To whom requests for reprints should be
addressed, at Department of Otolaryngology, University Hospital Vrije
Universiteit, P. O. Box 7057, 1007 MB, Amsterdam, the Netherlands.
Phone: 31-20-4440905; Fax: 31-20-4440983; E-mail: BJM.Braakhuis{at}azvu.nl ![]()
3 The abbreviations used are: HNSCC, head and neck
squamous cell carcinoma; %am, percentage aberrant metaphases; b/c,
breaks per cell; SPT, second primary tumor; TNM, tumor-node-metastasis;
CI, confidence interval. ![]()
Received 9/ 1/99; revised 4/ 6/00; accepted 4/14/00.
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