
Cancer Epidemiology Biomarkers & Prevention Vol. 9, 421-425, April 2000
© 2000 American Association for Cancer Research
Plasma Xanthophyll Carotenoids Correlate Inversely with Indices of Oxidative DNA Damage and Lipid Peroxidation1
Albert D. Haegele2,
Cynthia Gillette,
Caitlin ONeill,
Pam Wolfe,
Jerianne Heimendinger,
Scot Sedlacek and
Henry J. Thompson
AMC Cancer Research Center, Denver, Colorado 80214
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Abstract
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Post hoc analysis of data obtained from a study
designed to modulate oxidative damage by dietary intervention revealed
consistently strong inverse correlations between plasma xanthophyll
carotenoids and oxidative damage indices. Thirty-seven women
participated in a 14-day dietary intervention that increased mean
vegetable and fruit (VF) consumption to
12 servings/day. An
additional 10 subjects participated in an intervention that limited VF
consumption to less than four servings per day.
8-Hydroxy-2'-deoxyguanosine (8-OHdG) in DNA isolated from peripheral
lymphocytes and 8-OHdG excreted in urine were measured as indices of
oxidative DNA damage. Lipid peroxidation was assessed by measuring
8-epiprostaglandin F2
(8-EPG) in urine. Plasma levels of
selected carotenoids were also determined, with the intention of using
-carotene as a biochemical index of VF consumption. Urinary 8-OHdG
and 8-EPG were measured by ELISA, and plasma carotenoids were measured
by high performance liquid chromatography. Lymphocyte 8-OHdG was
measured by reverse phase high performance liquid chromatography with
electrochemical detection. We observed that the structurally related
xanthophyll carotenoids, lutein and ß-cryptoxanthin, which occur in
dissimilar botanical families, were consistently inversely associated
with these oxidative indices. Statistically significant inverse
correlations were observed between plasma lutein and/or
ß-cryptoxanthin levels and lymphocyte 8-OHdG and urinary 8-EPG.
Moreover, an inverse correlation was observed between change in plasma
xanthophylls and change in lymphocyte 8-OHdG concentration that
occurred during the course of the study. These data lead us to
hypothesize that lutein and ß-cryptoxanthin serve as markers for the
antioxidant milieu provided by plants from which they are derived.
Whether these carotenoids are directly responsible for the observed
antioxidant phenomena merits further investigation.
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Introduction
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Epidemiology provides strong support for the hypothesis that diets
high in
VF3
are protective against diseases such as cancer and CHD, in which
oxidative damage to biological macromolecules plays a putative role
(1, 2, 3)
. Carotenoids are plentiful in VF and have been
shown to act as antioxidants in vitro (4, 5, 6, 7, 8, 9, 10)
.
Thus, it has been proposed that carotenoids protect against
degenerative conditions such as cancer and CHD by antioxidant
mechanisms, although direct evidence of in vivo antioxidant
activity by carotenoids is limited (7
, 11, 12, 13)
. Over 600
naturally occurring carotenoids have been identified, and 21 have been
detected in human blood plasma (14)
. ß-carotene is
abundant in VF and plasma and has been the most extensively studied of
the carotenoids. Less examined are the xanthophyll carotenoids, which
are characterized by the presence of one or more functional groups
containing oxygen. Structures of five carotenoids that predominate in
human plasma, including the xanthophyll carotenoids lutein and
ß-cryptoxanthin, are depicted in Fig. 1
.
Carotenoids exert in vitro antioxidant activity by
several mechanisms. ß-carotene can be an effective chain-breaking
antioxidant at low oxygen tension (5
, 6)
, and carotenoids
have been shown to scavenge various free radicals generated in
vitro (7
, 8)
. Carotenoids efficiently quench singlet
oxygen by virtue of extensively conjugated double bonds that readily
absorb and thermally dissipate energy of this reactive oxygen species
(9
, 10)
.
Results from intervention trials involving ß-carotene supplementation
have been mixed. Increased cancer incidence, decreased cancer
incidence, and no effect (13
, 15, 16, 17, 18, 19, 20)
have been reported
with supplementation. Human studies that examined the effects of
ß-carotene supplementation on oxidative indices have also given mixed
results (21, 22, 23, 24, 25, 26, 27, 28, 29)
. Collectively, clinical trials have been
disappointing and suggest that ß-carotene is not beneficial in
the absence of the chemical spectrum provided by VF in which it is
prevalent. Another possibility is that ß-carotene serves only as a
marker for VF consumption and is not itself particularly beneficial.
The prospective intervention study reported herein was designed to test
the hypothesis that increasing VF consumption can mitigate in
vivo oxidative damage to DNA and lipids. Markers for oxidative DNA
damage were 8-OHdG concentration in DNA isolated from peripheral
lymphocytes and 8-OHdG excreted in urine. Urinary 8-EPG served as an
index of lipid peroxidation. Selected plasma carotenoids
(ß-cryptoxanthin, lutein, ß-carotene,
-carotene, and lycopene)
were measured, and plasma
-carotene concentration was used as a
biochemical index of VF consumption (30)
. Results of this
ongoing study in the context of the hypothesis it was designed to test
are described in detail elsewhere (31)
.
Previous investigations into relationships between plasma carotenoid
levels and indices of in vivo oxidative damage are limited
and have produced mixed results, but a protective role against DNA
damage has been suggested (23
, 25
, 26
, 32
, 33)
. Our
analyses have revealed inverse associations between plasma carotenoids
and levels of oxidative damage that are remarkably consistent with
respect to lutein and ß-cryptoxanthin. These data and their
implications are discussed.
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Materials and Methods
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Dietary Intervention.
The dietary interventions used are described in detail elsewhere
(31)
. Briefly, subjects were recruited from a population
of women participating in a clinical program for individuals at risk
for breast cancer based on family history. High and low VF
interventions consisted of fully defined 14-day menus. Subjects were
required to prepare all foods in their homes throughout the 2-week
intervention. Preintervention and postintervention nonfasting blood
samples and first void of the morning urine specimens were obtained
from each subject. High VF intervention recipes were formulated to
provide
12 servings of VF/day from a diverse number of botanical
families. Low VF intervention recipes were designed to average 3.8
servings of VF/day and to be approximately equivalent to the high VF
diet in the relative proportions of fat (type and amount),
carbohydrate, and protein (including animal protein). In subjects who
took antioxidant supplements, supplementation was discontinued 1 week
before starting the intervention. Preintervention blood and urine
samples were obtained 1 week before starting the intervention, and
postintervention samples were obtained at the end of the intervention;
a 3-week interval separated the collections.
Analytical Methods.
Blood was processed in Cell Preparation Tubes (Becton Dickinson,
Franklin Lakes, NJ) from which lymphocytes were harvested and frozen at
-80°C in PBS containing 10% DMSO. Nuclei were isolated from
lymphocytes by use of nonionic detergent, and DNA was
isolated from nuclei by a method using proteinase K digestion and
phenol/chloroform extraction. 8-OHdG and 2'-deoxyguanosine in DNA from
lymphocytes were measured by use of reverse phase high performance
liquid chromatography with electrochemical and spectrophotometric
detection, respectively. The analysis of 8-OHdG was performed with
vigilant attention to conditions that can induce the artificial
formation of 8-OHdG. As described in detail elsewhere, phenol does not
appear to induce 8-OHdG artifacts in our method (34)
.
Blood for plasma carotenoid analysis was collected in tubes containing
tripotassium EDTA as anticoagulant (Becton Dickinson), and plasma was
stored at -80°C. Plasma carotenoids were analyzed by reverse phase
high performance liquid chromatography (35)
. Urine was
collected without preservative in plastic vessels and stored at
-20°C for analysis of 8-EPG and 8-OHdG. Chromatographic techniques
for analysis of 8-OHdG in urine tend to be very complex, and many
published methods have reported alarmingly low and variable recovery
(36, 37, 38, 39)
. Given the paucity of reliable methods available
to us during this study, we elected to use a commercial ELISA (Genox
Corp., Baltimore, MD) for estimating urinary 8-OHdG abundance, despite
its reported shortcomings (40)
. Urinary 8-EPG was also
analyzed by use of an ELISA kit (Assay Designs, Ann Arbor, MI). In
contrast to the urinary 8-OHdG ELISA, the utility of immunoassay for
urinary 8-EPG analysis has been favorably documented (41)
.
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Results
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Because the numerical relationships examined here were largely
independent of the dietary intervention used, we combined high and low
VF intervention treatment groups for the purposes of comparing plasma
carotenoids and oxidative indices. The subsequent analysis of plasma
carotenoid and oxidative index data revealed striking inverse
correlations between plasma lutein and ß-cryptoxanthin levels and
both lymphocyte 8-OHdG and urinary 8-EPG. Because these carotenoids are
structurally similar and to facilitate clear presentation of the data,
we elected to sum plasma lutein and ß-cryptoxanthin levels under the
heading of xanthophylls. Plasma levels of structurally similar
- and
ß-carotene were combined as carotenes. Lycopene is structurally
distinct and was not combined for analysis. We used a statistically
conservative approach to compensate for multiple comparisons;
statistically significant results were therefore defined as having
P
0.006 (0.05 divided by 9, the number of
comparisons made). Table 1
summarizes the Spearman rank correlations between oxidative index
abundance and plasma carotenoid levels. In all comparisons, at both
pre- and postintervention, the correlation coefficients were negative.
Significant inverse correlations between plasma xanthophylls and both
urinary 8-EPG and lymphocyte 8-OHdG were observed both before and after
intervention. The correlations were not appreciably different between
the two time points. These relationships are illustrated in Fig. 2
. In contrast, plasma carotenes did not correlate significantly with any
of the oxidative indices at any time, and lycopene did not correlate
significantly with any preintervention oxidative index; it did,
however, correlate significantly with postintervention urinary 8-EPG
and postintervention lymphocyte 8-OHdG. The correlation with lymphocyte
8-OHdG was particularly strong. None of the correlations between
carotenoids and urinary 8-OHdG were statistically significant, although
all correlation coefficients were negative. The urinary 8-OHdG results
are suspect, however; shortcomings of the ELISA assay used have been
documented (40)
, and extreme variability was manifest in
these data, particularly the preintervention values.
The degree to which plasma xanthophyll concentration and 8-OHdG
abundance in lymphocyte DNA coincide was further evidenced by the
significant inverse correlation (Spearman r = -.45;
P = 0.002) observed between change in plasma
xanthophylls and change in lymphocyte 8-OHdG that occurred during the
course of the study, as illustrated in Fig. 3
. This was the only relationship between changes in carotenoids and
oxidative indices that approached statistical significance.

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Fig. 3. Correlation between change in 8-OHdG concentration in DNA isolated from
peripheral lymphocytes and change in plasma xanthophyll carotenoid
(lutein + ß-cryptoxanthin) concentration that occurred during the
course of the study. For Spearman ranked data: n =
45; r = -.45; P = 0.002.
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Discussion
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The high VF intervention implemented in this study effectively
raised mean plasma carotenoid levels and lowered indices of in
vivo oxidative damage (31)
. The low VF intervention
was largely without effect. These results support our original
hypothesis but are not central to the associations reported here;
significant inverse relationships between plasma xanthophylls and
oxidative indices were evident before intervention and did not change
appreciably during the study.
The link between oxidative DNA damage and plasma xanthophylls was
arguably the most consistent of the relationships between carotenoids
and oxidative indices; significant inverse correlations were observed
between plasma xanthophylls and lymphocyte 8-OHdG both before and after
dietary intervention, and change in plasma xanthophyll levels that
occurred during the study correlated inversely with change in
lymphocyte 8-OHdG. To our knowledge, inverse relationships between
plasma xanthophyll carotenoids and 8-OHdG concentration in lymphocyte
DNA have not been previously reported. The apparent inhibition of
oxidative DNA damage associated with lutein and ß-cryptoxanthin
suggests that xanthophylls may possess antioxidant activity that is
particularly effective at protecting DNA. Although we judge these data
remarkable, it must be noted that oxidative DNA damage is notoriously
susceptible to artificial induction during sample processing (34
, 42, 43, 44)
. Thus, despite our precautions and expertise, it is
plausible that the apparent inhibition of oxidative DNA damage
associated with plasma xanthophyll content has an ex vivo
component.
The significant inverse associations observed between plasma
lycopene and both urinary 8-EPG and lymphocyte 8-OHdG only at
postintervention are difficult to interpret. Both high and low VF
interventions were used in this study, and the intervention groups were
combined for these correlation analyses. Consequently, mean plasma
lycopene levels for the combined data changed very little throughout
the study, and it is unclear why weak, statistically insignificant
correlations between lycopene and oxidative indices changed during the
study interval.
8-EPG is emerging as a valuable index of in vivo lipid
peroxidation (41
, 42
, 45
, 46)
, and our data show that
lipid peroxidation as indicated by urinary 8-EPG was correlated
inversely with plasma xanthophyll level. This report of an inverse
relationship between plasma xanthophyll carotenoids and 8-EPG is to our
knowledge without precedent, although a nonsignificant reduction in
urinary 8-EPG excretion in response to lycopene supplementation has
been reported (29)
. It is noteworthy that urinary 8-EPG
was positively correlated with lymphocyte 8-OHdG at both pre- and
postintervention (r = 0.19 and r =
0.44, respectively; Spearman ranked data). Although not an essential
element of this report, evidence of a positive correlation between DNA
and lipid oxidation indices lends credence to their putative link in
biological oxidative damage (47, 48, 49, 50)
.
Considerable literature exists that is consistent with
antioxidant/disease preventing properties for lutein and
ß-cryptoxanthin. A recent article reports inverse correlations
between lutein and oxidative DNA damage as measured by the comet assay
(26)
, and in contrast to ß-carotene, which is a poor
antioxidant at high oxygen tension due to its propensity for
auto-oxidation (5)
, lutein has been shown to possess
potent antioxidant activity in vitro at atmospheric pressure
(8)
. ß-Cryptoxanthin appears to accumulate
preferentially in human plasma compared to other carotenoids because it
is relatively abundant in plasma despite its scarcity in most diets
(51, 52, 53)
. It is unique among xanthophylls in its role as a
ligand for a recently identified mammalian cellular carotenoid binding
protein (54)
. Moreover, numerous epidemiological studies
have indicated that lutein and/or ß-cryptoxanthin intake are
associated with decreased risk of CHD and cancer at various sites
(51
, 55, 56, 57)
. Cautious interpretation of these data are
warranted, however. Failed efforts to substantiate the beneficial
in vivo effects formerly attributed to ß-carotene
underscore the danger in proposing that individual carotenoids or other
plant isolates are themselves responsible for the beneficial effects
with which they are associated. Carotenoids may serve as markers for
types of foods that possess such properties, or they may function
effectively in vivo only in the presence of complementary
compounds, including other carotenoids, with which they act
cooperatively or synergistically. Nonetheless, the structural
similarity between lutein and ß-cryptoxanthin and the dissimilar
types of foods in which they are found (53)
suggest that
these compounds may account for some of the antioxidant effects
indicated by this study, rather than serving merely as markers for VF
consumption. This possibility merits further investigation.
The data reported here exhibit remarkably consistent inverse
relationships between plasma xanthophyll carotenoids and indices of
oxidative damage, and conservative statistical analysis shows that
these relationships are robust. Whether the xanthophyll carotenoids are
directly responsible for antioxidant protection of macromolecules or
whether they serve as markers for other compounds contained in plants
in which they abound, the relationships exhibited by these data point
to specific types of VF as effective dietary antioxidants.
Investigation into the ability of VFs that contain high levels of
lutein or ß-cryptoxanthin to inhibit in vivo oxidative
damage is ongoing. Further examination into the effects of these
carotenoids as dietary supplements is also warranted.
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Acknowledgments
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We thank the subjects who volunteered to participate in this
study for their commitment and adherence to the dietary intervention.
We also thank Wendy Doertch, Kathy Kuzela, Julie Maez, Cheng Jiang, Kim
Marshall, Jay McCarren, Katrina Knott, and Kirsten Love for their
excellent technical assistance.
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Footnotes
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported by Grant 97-A106 from the American
Institute for Cancer Research. 
2 To whom requests for reprints should be
addressed, at Center for Nutrition in the Prevention of Disease,
AMC Cancer Research Center, 1600 Pierce Street, Lakewood, CO
80214. Phone: (303) 239-3467; Fax: (303) 239-3560; E-mail: haegelea{at}amc.org 
3 The abbreviations used are: VF, vegetable and
fruit; 8-OHdG, 8-hydroxy-2'-deoxyguanosine; 8-EPG, 8-epiprostaglandin
F2
; CHD, coronary heart disease. 
Received 9/ 1/99;
revised 12/15/99;
accepted 1/27/00.
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